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Improving Sleep Outcomes of Oral Appliance Therapy Through Technology

Chris Hart, BSc, BDSc (Hons), MPhil (Cantab)

September 2018 Course - Expires September 30th, 2021

Inside Dentistry


Obstructive sleep apnea is a common sleep disorder characterized by recurring collapse of the upper airway during sleep, resulting in sleep fragmentation and oxygen desaturation. A variety of options may help maintain an open airway during sleep. Solutions include healthy lifestyle changes or breathing devices such as a positive airway pressure machine, mouthpiece, or implant. New appliance therapies are continuing to be developed and reach the market. This article explores sleep apnea demographics, symptoms, and solutions. The solutions section focuses on appliance therapies, methods, and materials.

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Obstructive sleep apnea (OSA) is a potentially serious sleep disorder that causes breathing to repeatedly stop and start during sleep. There are several types of sleep apnea, of which OSA is the most common. OSA occurs when the throat muscles intermittently relax and block the airway during sleep. Patients with normal upper-airway anatomy typically do not have sleep apnea.1 OSA is a common chronic disorder that often requires lifelong care and multidisciplinary management.

During routine dental evaluations, patients should be asked questions to aid in detection of OSA. Before treatment is initiated, the presence or absence and severity of OSA must be determined through a comprehensive sleep analysis. After the diagnosis is established, the patient should be consulted on the decision for an appropriate treatment strategy, which may include positive airway pressure devices, oral appliances, behavioral treatments, surgery, and/or adjunctive treatments.2

OSA has profound effects on the health and well-being of those who have the condition. Typical nocturnal signs and symptoms of OSA include snoring, observed apnea, waking with a sensation of choking or gasping, unexplained tachycardia, restless sleep, sweating during sleep, nocturia, bruxism, nocturnal gastroesophageal reflux, insomnia, disrupted sleep, sleep walking, and sleep terrors. Symptoms of OSA can also occur during the day and may include excessive daytime sleepiness, forgetfulness, impaired concentration and attention, personality changes, and morning headaches.3

OSA is thought to be more prevalent in men than in women; it occurs in 2% of female and 4% of male adults, with a considerable number of affected individuals remaining undiagnosed.4 Some studies show prevalence as high as 20% in men aged 40 to 59 years and postmenopausal women.5-7 OSA prevalence is positively correlated with age and obesity.8 In epidemiologic studies, the prevalence of OSA has increased over time. This increase has been likely due to changes in diagnostic equipment, definitions, study design, and characteristics of subjects, including effects of the obesity epidemic.8 Although most symptoms are mild, OSA is related to cardiovascular disease and stroke and is correlated with an increased risk of early death in patients younger than 70 years.8,9

Continuous Positive Airway Pressure

Medical, behavioral, and surgical options are available for the treatment of OSA. The current standard of care for patients with OSA is nasal continuous positive airway pressure (CPAP). However, poor adherence to CPAP limits its clinical effectiveness, leading to a need for additional therapeutic options. A strong demand for new OSA therapies exists, and several are emerging. Oral appliances, which include mandibular advancement devices, have variable success rates in the treatment of sleep apnea.

Positive airway pressure provides pneumatic splintering of the upper airway and is effective in reducing the apnea-hypopnea index (AHI).10 It can be delivered in continuous (CPAP), bilevel (BPAP), or autotitrating (APAP) modes. CPAP is a common treatment that has been shown to eliminate respiratory disturbances, thereby reducing the AHI compared with placebo, conservative management, and positional therapy.10

Efficient CPAP treatment requires regular CPAP use, and adherence is often not ideal. A major clinical trial found relatively low long-term adherence to nasal CPAP, from 40% to 80% depending on the usage metric employed.11 Adherence is often higher in older individuals and women.12 Studies find nasal resistance is a reason for noncompliance in CPAP usage (also for noncompliance to mandibular advancement therapy).13,14

Oral Appliance Alternatives

Various oral appliances have emerged as alternatives to CPAP for OSA treatment, such as SomnoDent® (SomnoMed,, Respire (Whole You™,, and the O2Vent™ with Oventus™ Airway Technology (Oventus, CPAP and Oventus Airway Technology both focus on air flow; the former pumps air through, whereas the latter allows air to flow through the oropharynx with an almost identical effect on airway collapsibility. Airway phenotype is an important predictor of CPAP alternative therapy success.15,16

Mandibular advancement devices bring the jaw forward to improve the position of the tongue base. These devices have an impact on sleep apnea caused by the tongue base, as well as some effect on obstruction or resistance in the soft palate and epiglottis. Another anatomic factor may be nasal obstruction (Figure 1). In the case of nasal obstruction, inhalation leads to large negative pressure swings developing in the oropharynx. Negative pressure swings in the oropharynx can cause fragmented sleep and soft-palate collapse. This in turn may lead to a very unstable airway and mouth breathing, which can be highly problematic, potentially resulting in poor oxygen concentration in the bloodstream. Low oxygen concentration in the blood has been associated with high blood pressure and cardiac failures.17-19 When mouth breathing occurs as a response to increased nasal resistance or negative pressure swings, the base of the tongue collapses (hypoglossal collapse) and the lack of oral seal leads to dry mouth and other dental issues. Furthermore, soft-palate collapse and nasal obstruction can negatively affect current treatment options for sleep apnea.20 There are also situations in which nasal congestion or obstruction and multiple levels of collapse, such as soft-palate and lateral-wall collapse, cannot be addressed effectively by simply bringing the jaw forward.

In addition to addressing soft palate, tongue base, and epiglottal challenges, Oventus Airway Technology addresses nasal obstructions and lateral-wall collapses in a way that mandibular advancement devices do not. When an Oventus Airway is incorporated into an oral appliance, there may still be cases of nasal resistance and soft-palate collapse (Figure 2). In this situation, instead of switching to mouth breathing with unstable ventilation, the switch is to device breathing, which provides stable ventilation and stable oxygen saturations. When the switch to device breathing occurs, the oral seal is maintained, as well as a stable jaw position and normal ventilation (Figure 3). Importantly, nose breathing remains possible.

The goal of Oventus Airway and similar technology is to make oral appliance therapy more effective, particularly for patients with increased nasal obstruction or multiple levels of collapse. As described, the method of prevention varies across technologies. The materials these technologies are composed of may also impact their effectiveness; therefore, it is important to research devices based on their materials in addition to method. Oventus Airway, for example, is printed in titanium with extremely thin sectional walls and is often less bulky than standard dorsal devices.

In addition to the aforementioned anatomic factors, there are non-anatomic factors involved in sleep apnea; these factors relate to muscle control, reduced arousal threshold, and ventilatory instability.3 Between 30% and 50% of all patients with OSA have a low respiratory-arousal threshold.3 A low threshold for arousal to airway narrowing is thought to cause OSA through the destabilizing effects of repeated arousals. These destabilizing effects include decreased sleep continuity and the prevention of a deeper, more stable sleep; excessive reductions in partial pressure of carbon dioxide, promoting dynamic ventilatory instability; and decreased respiratory drive to the upper-airway muscles.21

Behavioral Strategies

Behavioral strategies for treatment of OSA may include weight loss, exercise, positional therapy, and the avoidance of alcohol and sedatives before bed.22 For obese patients, even modest reductions in body weight are associated with changes in OSA, with a 10% reduction in body weight predicting an approximate change of 26% to 32% in the AHI.23 Other individuals may experience sleep apnea primarily when sleeping in the supine position. Positional therapy may involve wearing a special device around one's waist or back, which renders compliance as a major factor in treatment effectiveness.24Alcohol intake reduces motor output to the upper airways, with hypotonia of the oropharyngeal muscles as a result.25 In studies performed in the laboratory, alcohol increases both the number of apneas and the duration of apnea.26,27


Surgery is another treatment option for OSA. Not everyone is a good candidate for surgery. Surgical procedures address blockage of breathing in the throat, either in the area behind the soft palate (roof of the mouth), behind the tongue and epiglottis, or both. Palate procedures for sleep apnea generally involve tonsil removal or repositioning of the soft palate, uvula, and soft tissues next to the palate and tonsils on the side of the throat.28 Hypopharyngeal procedures treat the area of the throat behind the tongue and epiglottis. Inspire® Upper Airway Stimulation (Inspire Medical Systems, involves surgery to place a medical device inside the body that will function somewhat like a pacemaker for the tongue during sleep.29 Jaw advancement surgery treats sleep apnea by moving the upper and lower jaws forward, thereby enlarging the space for breathing in the throat.30


Sleep medicine is a relatively new and highly multidisciplinary field. Understanding of the nature and consequences of upper-airway obstruction during sleep continues to evolve, as do treatment options. A variety of devices that serve as treatment options are on the market or will be soon. Treatment should be specialized for the individual, depending on specific circumstances. Treatment often requires the cooperation of professionals with different areas of expertise, such as dentists and physicians with various specialties; everyone involved in OSA therapy must understand it well.

About the Author

Chris Hart, BSc, BDSc (Hons), MPhil (Cantab)
Chris Hart invented the O2Vent in 2012 and founded Oventus in 2014. Oventus is an Australian medical device company with a proprietary technology for the treatment of obstructive sleep apnea. Hart is currently clinical director at Oventus Medical, overseeing the clinical trial program of sponsored and independent trials and managing the clinical rollout of the O2Vent range of products in Australasia, North America, and Europe.


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Fig 1. Site of obstruction.

Figure 1

Fig 2. Site of obstruction with O2Vent in place.

Figure 2

Fig 3. Oventus Airway Technology (OAT) reducing negative pressure swings.

Figure 3

Learning Objectives:

  • List common demographic correlations with sleep apnea.
  • Discuss how various appliance therapies for the treatment of sleep apnea function.
  • Describe behavioral and surgical treatment therapies for sleep apnea.


The author is founder and director of Oventus and inventor of the O2Vent.

Queries for the author may be directed to